Series 24: Restrictions On The Sharing Of Accounts With Customers

Taken from our Series 24 Online Guide

Restrictions on the Sharing of Accounts with Customers

FINRA also prohibits member firms and associated persons from sharing directly or indirectly in the profits or losses in any customer account unless the following conditions apply: (1) the associated person obtains prior written consent from both the member firm and the customer; and (2) th

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Restrictions On The Sharing Of Accounts With Customers, you might also be interested in:

Series 50 - Accountant Exemption

Series 65 - Definitions of Issuer and Securities

Series 79 - Weighted Average Cost of Capital

Series 24 - 3.7.2. Long Positions in Margin Accounts

Series 26 - Institutional Accounts

Series 53 - Communications by Employees from Disciplined Firms

Series 24 - Rule 144– Re-sales of Restricted and Control Securities

Series 53 - Yield to Maturity

Series 65 - Systematic and Unsystematic Risk

Series 50 - Bank Loans

Series 66 - Market Manipulation

Series 65 - 3.7.4.8.4. RMDs

Series 53 - Understanding Yield

Series 7 - 9.4.1.3 Cash Flow Statement

Series 52 - 2.5. Depository Eligibility

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas

As easy and painless as it could ever get (Series 24)!

Francis R., Hong Kong, China