Series 24: 4.1.12.6. Denial, Suspension, Or Revocation Of Registration

Taken from our Series 24 Online Guide

4.1.12.6. Denial, Suspension, or Revocation of Registration

The Exchange Act authorizes the SEC to deny, suspend, or revoke the registration of a security as necessary or appropriate for the protection of investors. The SEC must first give notice and the opportunity for a hearing.

If the SEC

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 4.1.12.6. Denial, Suspension, Or Revocation Of Registration, you might also be interested in:

SIE - Electronic Communications and Social Media

Series 66 - Portfolio Benchmarks

Series 79 - Note on Electronic Delivery of Prospectuses

Series 65 - Variable Life Insurance

Series 65 - Debentures

Series 79 - Adjusted EV/EBITDA Ratio

Series 7 - Chapter Six

Series 79 - 1.2.3. Cash Flow Statement

Series 53 - Callable or Redeemable Bonds

Series 66 - 2.4.12.4 Convertible Bonds

Series 27 - Alternative Methodology

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Just wanted to say thank you and give you a good review. I actually found that your test questions were harder than the actual exam and the explanations and the ability to create tests of all of my wrong answers helped me focus on my weak areas of the exam. I passed the first time and don't believe I couldn't have done it without your test bank. Thanks again.

Chris Porosky, FL

I took my Series 24 on July 28 and passed!! I had not passed 2 prior Series 24 exams and was down to my last attempt. A fellow principal on my team who had not passed his Series 24 his first time told me about the Solomon practice tests and how they helped him. It was such a big help for me passing exam as the questions were structured more like the real exam than any other practice tests I’ve taken. I have since gone to other employees at my firm for other tests, such as the Series 7, SIE among others and have told them about the Solomon test materials and some of them are now purchasing Solomon as well.

Thadius Beavers, Prospera Financial. Dallas, TX.

I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

Corrinne Kaucher

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I passed my Series 24 with two weeks of nearly full-time study, using the textbook, the online class, and the exam simulator. The textbook was very readable and helpful in providing complete explanations, as well as helpful memorization tips. The online class and pre-recorded sessions were crucial to get through all of the material and put it in relative context. It was helpful to be able to have questions answered instantly and via email afterward. The online simulator questions were just like the exam questions, and the immediate feedback function was essential for learning from the practice quizzes and exam. I needed every minute of my study and practice time to count, and Solomon Exam Prep made it possible. Thank you!

T. Richmond, Bethesda, MD

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24