Series 24: 4.1.12.5. Safe Harbor For Statements By Issuers

Taken from our Series 24 Online Guide

4.1.12.5. Safe Harbor for Statements by Issuers

The SEC offers protection for issuers that make errors in forward-looking statements that are included in documents filed with the SEC or in annual reports to shareholders. A forward-looking statement is defined as a statement that contains the issuer’s financial projections, management’s plans regarding future operations, management’s expectations of future economic performance, or any disclosed assumptions underlying

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