Series 24: 3.2.2.4.2. Customer Suitability For Day-Trading Accounts

Taken from our Series 24 Online Guide

3.2.2.4.2. Customer Suitability for Day-Trading Accounts

In addition to providing customers with a risk disclosure document, member firms may approve an account for day trading only after conducting a suitability analysis of its customer. A suitability analysis must evaluate the cu

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