Series 24: 2.3.2.2. Non-Cash Compensation

Taken from our Series 24 Online Guide

2.3.2.2. Non-Cash Compensation

No member firm or associated person is permitted to accept or make payments of any non-cash compensation except under these circumstances:

Gifts do not exceed an amount per person per year fixed by FINRA (currently $100)

Gratuities, such as meals or theater tickets, are not so frequent or expensive as to raise issues of impropriety

Payments or reimbursements for attending training or educational events have the prior approval of the member firm, the location is ap

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