Series 24: 2.2.1.3. Insider Trading

Taken from our Series 24 Online Guide

2.2.1.3. Insider Trading

Insider trading occurs when someone uses material, nonpublic information to trade securities. “Material” in this context means information an investor would find relevant when making an investment decision. Material information has also been described as information that could affect the price of a security. It is unlawful for anyone who gains material, nonpublic information and knows it to be confidential to trade on such information. It is also unlawful for anyone to pass on inside information that is then traded on. Both the actions of the person who reveals information (the tipper) and the actions of the person who trades on the information (the tippee) are consid

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I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, Texas

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Chris Brice,CFA Bell Potter Cantley, Québec, Canada

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Karen H, Dalkeith Group, High Falls, NY

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Steven Eisner, Penn Mutual/HTK, Hauppauge, NY

I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

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