Series 79: 11.2.4. Identifying Regulatory Issues

Taken from our Series 79 Online Guide

11.2.4. Identifying Regulatory Issues

The investment banker works with the seller’s legal counsel to identify potential regulatory issues and to develop strategies to overcome any potential hurdles. While it is not possible to spot every regulatory issue in advance, experienced counsel will help focus on the regulatory problems that might arise. Counsel will also be able to advise on necessary regulatory filings. Cross-border mergers—tra

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