Series 82: 4.7.2.2. BrokerCheck Disclosure

Taken from our Series 82 Online Guide

4.7.2.2. BrokerCheck Disclosure

FINRA will disclose to customers through BrokerCheck a broker’s approved registrations, examinations passed, any information on a broker’s U4 or U5, historic complaints, and summary information about certain arbitration awards. FINRA is not permitted to disclos

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