Series 54: 3.1.7.1. Professional Fees For Associated Persons

Taken from our Series 54 Online Guide

3.1.7.1. Professional Fees for Associated Persons

The SEC does not charge any fees for municipal advisor registration. However, for each Form MA-I on file with the SEC, the MSRB requires a $1,060 annual professional fee. The fee is due no later than April 30 of each year, and it is based on the number of Form MA-Is the firm had on fil

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