Series 6: Exercise

Taken from our Series 6 Online Guide

Exercise

Choose which document the information appears on.

A. Order ticket

B. Trade confirmation

C. Both the order ticket and trade confirmation

1. _____ Name of security

2. _____ Commission paid for the transaction

3. _____ Time and date of the transaction

4. _____ Type of order (e.g., market, limit, stop-loss)

5. _____ Name of associat

Since you're reading about Series 6: Exercise, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 6
Please Enable Javascript
to view this content!