Series 6: 7.5.1.6. Compensation Fees

Taken from our Series 6 Online Guide

7.5.1.6. Compensation Fees

In a non-discretionary fee-based account a customer generally pays a fee based on a percentage of assets under management. This fee should not be unreasonable, meaning it should not vary from what other customers are charged for the same services or greatly exceed what other advisers charge

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