Series 6: 7.5.1.5. Disclosure Of Compensation And Other Fees

Taken from our Series 6 Online Guide

7.5.1.5. Disclosure of Compensation and Other Fees

Any fees charged must be disclosed to all customers. These fees include the types of compensation fees discussed shortly, as well as any other fees associated with an account, such as 12b-1 fees for mutual funds,

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A more recent update after taking my Series 7 exam: Within one year of joining the financial industry, Solomon materials have gotten me a 100%, 4 for 4 pass rate with the SIE, S6, 63 and S7 all completed within 10 months. Once again, the materials and practice tests prepared me for the S7 exam better than I could've imagined. I will continue to refer people to Solomon, as the material, customer service, and whole experience has been unmatched.

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