Series 6: 5.1.4. Management Company Rules

Taken from our Series 6 Online Guide

5.1.4. Management Company Rules

The following management company rules apply to both open-end and closed-end funds unless the rule identifies mutual funds only.

Since you're reading about Series 6: 5.1.4. Management Company Rules, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 6
Please Enable Javascript
to view this content!