Series 6: 1.3.2.2. Generic Advertisements

Taken from our Series 6 Online Guide

1.3.2.2. Generic Advertisements

A generic advertisement is a communication that does not specifically refer to a particular investment company or its securities and therefore does not offer to sell a security. Instead, these advertisements may describe a type of fund without referring to a specific fund. To be considered a generic advertisement, it must restrict the information it conveys to any one or more of the following:

Explanatory information about investment companies or their services

Generic information about the types or objectives of investment companies

Generic offers and de

Since you're reading about Series 6: 1.3.2.2. Generic Advertisements, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 6
Please Enable Javascript
to view this content!