Series 52: 8.4.2.2.1. Education And Protection Of Investors And Municipal Advisory Clients

Taken from our Series 52 Online Guide

8.4.2.2.1. Education and Protection of Investors and Municipal Advisory Clients

Once every calendar year, each broker-dealer must provide to its customers in writing (hard copy or electronic) the following:

• A statement that it is registered with the SEC and MSRB

• The MSRB’s website address

• Instructions for getting to the MSRB’s online brochure, Information for Municipal Securities Investors, which con

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