Series 53: 4.2.5.3. Reporting And Payment Of Designated Orders

Taken from our Series 53 Online Guide

4.2.5.3. Reporting and Payment of Designated Orders

Syndicate members of a municipal underwriting have a responsibility to report and pay for designated orders.

Recall that designated orders are orders placed by customers, usually large institutions, through a syndicate member of their choice. These orders may be designated to the syndicate membe

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