Series 53: 4.2.4.7. MSRB Underwriting Assessment Fee

Taken from our Series 53 Online Guide

4.2.4.7. MSRB Underwriting Assessment Fee

Each broker-dealer must pay the MSRB an underwriting fee for all municipal securities purchased from an issuer as part of a primary offering, whether acting as principal or agent, unless the offering is for commercial paper or municipal fund securities. The amount of the under

+ Read More

More Series 53 Info

What are people saying?

Create an Account

Since you're reading about Series 53: 4.2.4.7. MSRB Underwriting Assessment Fee, you might also be interested in:

Series 26 - Corporate Accounts

Series 66 - 5.2.2. Qualified Employer-Sponsored Plans

SIE - Purchasing and Redeeming Mutual Fund Shares

Series 66 - 9.3 Client Funds and Securities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my Series 53! The study material from Solomon was a tremendous help. Thank you.

Denise S.

I utilized a competitor's product and failed the first time I took the Series 53. It wasn't from the lack of studying. After researching what other courses to buy, I luckily found Solomon. The exam material was up to date and the practice exams were much more challenging than the other program. I would highly recommend Solomon and plan on utilizing them if I should have to take another exam. Thank you.

Andrew Shubert, Craft Capital Management, Garden City, NY

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA

Passed 53, Thanks for your help and study materials, study guide and exam simulators were excellent on test preparation for the Series 53. When one applies the time with your materials, a positive outcome can be achieved . Thanks too for answering my question/questions over the weekend.

Tim Milani, Barrington, IL

I passed my Series 53!! After using another well known company and not having success; Solomon's study material was accurate, clear, and easily laid out to help understand the sequence of events for Municipals. Would recommend Solomon to anyone! Thanks

Christina Caldwell, Cambridge Investment Research, Kansas City, MO

Passed the 52 and 53 within two months thanks to the clarity of Solomon's materials. Great product!

Jonathan Bowman, Raymond James. Ennice, NC