Series 53: 4.2.4.7. MSRB Underwriting Assessment Fee

Taken from our Series 53 Online Guide

4.2.4.7. MSRB Underwriting Assessment Fee

Each broker-dealer must pay the MSRB an underwriting fee for all municipal securities purchased from an issuer as part of a primary offering, whether acting as principal or agent, unless the offering is for commercial paper or municipal fund securities. The amount of the under

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