Series 53: 4.2.3.5.1. Form G-32 Information

Taken from our Series 53 Online Guide

4.2.3.5.1. Form G-32 Information

Information required by Form G-32 is divided into issue-specific and security-specific information. These categories are different for certain securities, such as serial bonds, where each maturity has a different CUSIP number, yield, etc.

Issue-specific information includes:

Full issuer name

Issue description

Dated date

Expected closing date

Date and Time of Formal Award

Time of First Execution of the issue

Continuing disclosure information from the issuer

For municipal fund securities and issues that are ineligible for CUSIP number assignment, the issuer must also indicate its state of residence.

Security-specific information includes, for each security in the issue:

The nine-digit CUSIP number

The principal amount at maturity

The initial offering price

The initial offering yield

For issues of municipal fund s

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