Series 53: 4.2.2.3.2. Agreement Among Underwriters

Taken from our Series 53 Online Guide

4.2.2.3.2. Agreement Among Underwriters

The issuer may select co-managers from competing firms to work as part of a syndicate, with the lead underwriter coordinating their activities. Or it may leave the choice of a syndicate to the lead underwriter.

Once the syndicate is selected, the process of structuring the bond issue and completing the other origination tasks is undertaken, mainly by the lead underwriter and the issuer.

The syndicate will engage in presale marketing with potential investors and negotiate interes

+ Read More

More Series 53 Info

What are people saying?

Create an Account

Since you're reading about Series 53: 4.2.2.3.2. Agreement Among Underwriters, you might also be interested in:

Series 27 - Code of Mediation

Series 24 - 5.5.2.2.1. Types of Price Orders

Series 6 - 4.1.1.2.2. Right to Vote on Relevant Matters

Series 66 - 1.2.1.5. Internal Rate of Return (IRR)

Series 24 - 3.7.1.1. Hypothecation Agreement

Series 53 - Depository Eligibility Registration: Issuers

Series 65 - 5.3.4.6.1. Puts

Series 54 - 3.1.1.1. Updating Form MA

Series 24 - 5.2.2.3. Fourth Market

Series 82 - 1.1.2.1.10. Summary

Series 54 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA

Passed the 52 and 53 within two months thanks to the clarity of Solomon's materials. Great product!

Jonathan Bowman, Raymond James. Ennice, NC

I passed my Series 53!! After using another well known company and not having success; Solomon's study material was accurate, clear, and easily laid out to help understand the sequence of events for Municipals. Would recommend Solomon to anyone! Thanks

Christina Caldwell, Cambridge Investment Research, Kansas City, MO

Passed 53, Thanks for your help and study materials, study guide and exam simulators were excellent on test preparation for the Series 53. When one applies the time with your materials, a positive outcome can be achieved . Thanks too for answering my question/questions over the weekend.

Tim Milani, Barrington, IL

I passed my Series 53! The study material from Solomon was a tremendous help. Thank you.

Denise S.

I utilized a competitor's product and failed the first time I took the Series 53. It wasn't from the lack of studying. After researching what other courses to buy, I luckily found Solomon. The exam material was up to date and the practice exams were much more challenging than the other program. I would highly recommend Solomon and plan on utilizing them if I should have to take another exam. Thank you.

Andrew Shubert, Craft Capital Management, Garden City, NY