Series 53: 2.5.6.3. Municipal Fund Disclosures

Taken from our Series 53 Online Guide

2.5.6.3. Municipal Fund Disclosures

Advertisements for municipal fund securities must include these statements:

An investor should consider the investment objectives, risks, charges, and expenses associated with municipal fund securities before investing.

More information about municipal fund securities is available in the issuer’s official statement.

If the publisher of the advertisement is the underwriter of the issue and a source where the official statement can be found is listed in the advertisement, then the d

Since you're reading about Series 53: 2.5.6.3. Municipal Fund Disclosures, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 53
Please Enable Javascript
to view this content!