Series 53: 2.5.5. Regulation Of Political Contributions (Pay To Play Rule)

Taken from our Series 53 Online Guide

2.5.5. Regulation of Political Contributions (Pay to Play Rule)

MSRB Rule G-37 seeks to protect municipal entities from fraud. Specifically, the rule prevents securities professionals from winning business through campaign donations to elected officials. This rule applies to both municipal securities dealers and municipal ad

Since you're reading about Series 53: 2.5.5. Regulation Of Political Contributions (Pay To Play Rule), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 53
Please Enable Javascript
to view this content!