Series 53: Exercise

Taken from our Series 53 Online Guide

Exercise

Match the qualifying exam to the associated person.

A. Series 52 exam, or Series 7 exam if taken before November 2011

B. Series 51 exam

C. Series 9 exam or Series 10 exam

D. Series 27 exam

E. Series 53 exam

1. _____ Municipal Securities Representative

2. _____ Municipal Securities Principal

3. _____ Municipal Fund Securities Limited Principal

4. _____ Municipal Securities Sales Principal

5. _____ Financial and Op

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