Exercise
Match the qualifying exam to the associated person.
A. Series 52 exam, or Series 7 exam if taken before November 2011
B. Series 51 exam
C. Series 9 exam or Series 10 exam
D. Series 27 exam
E. Series 53 exam
1. _____ Municipal Securities Representative
2. _____ Municipal Securities Principal
3. _____ Municipal Fund Securities Limited Principal
4. _____ Municipal Securities Sales Principal
5. _____ Financial and Op