Series 53: 2.2.2.4.1. Municipal Securities Representative (Series 52)

Taken from our Series 53 Online Guide

2.2.2.4.1. Municipal Securities Representative (Series 52)

In order to conduct a wide range of municipal securities business, a person must be registered as a Municipal Securities Representative and pass the Series 52 exam.

The business of a Municipal Securities Representative includes:

Underwriting, trading, or sales of municipal securities

Financial advisory or consultant se

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