Series 7: 17.6.3.1. Trading Halts On A Security

Taken from our Series 7 Online Guide

17.6.3.1. Trading Halts on a Security

A trading halt occurs when a trading center or regulator orders that trading in a particular security be suspended for some period of time. Sometimes a trading halt occurs because the issuer of the security is about to make an announcement that is likely to influence the price of the security. Known as a regulatory halt, a trading halt of this kind will allow investors time to recei

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