Exercise
Check all the following that are prohibited by FINRA.
1. _____ A trader enters matched buy and sell orders in the hope of raising the price due to increased trading volume.
2. _____ A representative shares an account with his sister.
3. _____ A publicly traded company chooses not to release nonpublic information to the public after a leak has occurred.
4. _____ An employee of a publicly traded company shares information ab