Answer true or false.
1. _____ Networking arrangements allow brokers to work with a bank to provide brokerage services to the bank’s customers.
2. _____ When entering a networking arrangement with a bank, a member firm must identify itself as completely separate from the bank and inform the customer that the services the firm provides are not provided by the bank.
3. _____ Member firms must provide their customers with sources to educate themselves about their investments upon request only.
4. _____ Member firms are not required to forward material such as annual reports or information statements to beneficial owners.
5. _____ Theft, forger