Series 7: 10.4.3. Other Factors To Consider In Customer Profiles

Taken from our Series 7 Online Guide

10.4.3. Other Factors to Consider in Customer Profiles

There are several additional factors besides risk tolerance to consider when assessing a customer’s investment profile. Below is a brief description of several of these factors.

+ Read More

More Series 7 Info

What are people saying?

Create an Account

Since you're reading about Series 7: 10.4.3. Other Factors To Consider In Customer Profiles , you might also be interested in:

Series 65 - Bond Ratings

Series 66 - 7.9.5 Broker-Dealer Supervision of Agents

Series 28 - Review of Transactions and Correspondence

Series 14 - 7.2.4.5.5. License and Jurisdictional Retention

Series 66 - 1.2.2. Performance Measures

Series 53 - Exercise

Series 14 - 9.1.2.7. Investment Company Rankings

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I have taken and passed the SIE, Series 7, and Series 66 using this amazing Solomon study program. Each time, I felt prepared for the exam and confident in my answers. Solomon's study structure and varying mediums of study make it interactive and easy to learn.. It's an amazing deal for the tools received. I would highly recommend this program!

Abbigayle Hanoch, LPL Financial. Ventura, NM

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

Just passed the series 7 today! Solomon was a huge help, as I used the practice exams exclusively. When preparing for this exam, make sure to allocate ~70% of your time on compliance, opening accounts etc. Looking forward to passing the series 66. I will continue using Solomon!

Blake Rossman, True Wealth Financial Partners. Fircrest, WA

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

After a lengthy absence from the securities industry, I again needed to get licensed. With the great help of Solomon, I did the SIE, Series 7, Series 63, and Series 82, in just over 5 months. The materials are comprehensive and I would recommend reading it all at least twice. Have realistic goals and meet them. Don't take too many days off as the quicker you learn the material the less likely your are to forget the initial stuff. I found the "Ask the Professor" feature to be particularly helpful (and responsive!). I hope I don't need further exams any time soon but, if I do, I will use Solomon.

Shawn Sullivan Charlestowne Securities Darien, CT

Jeremy, I passed the Series 7 yesterday with an 87% using only your book and online practice tests. Thanks!

Aaron Johnson, Humble, TX