Series 7: 3.6.37. Rule G-39—Telemarketing Rules

Taken from our Series 7 Online Guide

3.6.37. Rule G-39—Telemarketing Rules

No broker-dealer may initiate any outbound telephone call to any person’s residence before 8:00 a.m. or after 9:00 p.m. local time, unless the broker-dealer has an established business relationship with the person or has receiv

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