Series 7: 3.4.1.1. Firm Quotations

Taken from our Series 7 Online Guide

3.4.1.1. Firm Quotations

All quotations distributed or published by a municipal securities dealer must be firm quotations, also called bona fide quotations, unless the dealer specifies otherwise at the time it distributes or publishes the quote. Whichever phrase is used, the quotation must be both

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