Series 7: 3.3.3.2. Distribution Of Profits

Taken from our Series 7 Online Guide

3.3.3.2. Distribution of Profits

When syndicate members receive an order for a sale, they report it to the lead underwriter, who records and confirms the order. Syndicate members must report the type of order (discussed later) and, for group orders, th

Since you're reading about Series 7: 3.3.3.2. Distribution Of Profits, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 7
Please Enable Javascript
to view this content!