Series 7: 1.2.2.7. Preemptive Right

Taken from our Series 7 Online Guide

1.2.2.7. Preemptive Right

If a corporation decides to issue additional common stock, current stockholders, particularly early investors, may have the right to maintain their share of ownership by purchasing a proportionate amount of the new issue before it is offered to the public. When it is granted, this is called a stockholder’s preemptive right.

+ Read More

More Series 7 Info

What are people saying?

Create an Account

Since you're reading about Series 7: 1.2.2.7. Preemptive Right, you might also be interested in:

Series 79 - Disclosure in Public Appearances

Series 53 - VRDO Reporting and Disclosure Requirements

Series 66 - Mutual Funds

SIE - 9.2.15.5. Communications that Include a Recommendation

Series 66 - 5.2.1. ERISA (Employee Retirement Income Security Act)

Series 66 - Preferred Stock

Series 52 - 3.2.2. Pricing by Competitive Bid

Series 65 - T-Notes and Bond Quotations

Series 79 - Placement Agent Agreement and Compensation

Series 52 - 8.4.2.2.1. Education and Protection of Investors and Municipal Advisory Clients

Series 65 - Price Orders

Series 7 - Appendix A

Series 52 - Exercise

Series 65 - Testimonials for Investment Advisers and Representatives

Series 7 - 13.2.2.2. Trading with Foreign Enemies

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

My oldest son purchased your Solomon audio exam guide to pass his Series 7, and I did the same for the Series 65 exam at his recommendation. Although I am 62 and have been out of college for forty(40) years, I passed my Series 65 exam on my first try. This would NOT have been possible without your excellent study materials. Thank you! for the service you provide to all aspiring test takers where so much is on the line!

Most Sincerely,

David Hartzell

Cornell Capital Management

David Hartzell, Cornell Capital Management, New York

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

Just passed the Series 7 on the first attempt! Many questions on the FINRA exam forced me to consider scenarios from a different perspective, and the conceptual understanding the Solomon materials and study plan facilitated allowed me to apply my knowledge appropriately. If I need another license in the future, I'll rely on Solomon to help me prepare.

Dave Stakland Cambridge Investment Research Fairfield, IA

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

Thank you so much for your great study materials! I have used you to pass my Series 6, 63 and most recently my Series 7 all on the first try. The practice exams and video lectures were great and extremely helpful. Will definitely be using your study material for any future exams and will recommend you to other people

Louis Orsatti, NY LIFE Securities, Boston, MA

Solomon is the BEST!!! Passed the Series 7 on the first try. The lessons are videos and lessons are good. The practice exams are EXCELLENT. Focus on options and muni's. Load up on practice exams and you will be fine. Thank you Solomon!!!

Brandon Collins, Benchmark. Memphis, TN