Series 65: 5.2. Client Profiles

Taken from our Series 65 Online Guide

5.2. Client Profiles

While financial advisers work with relatively few types of accounts (individual, business, estate, etc.), the clients that use these accounts are as unique as snowfl

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I am delighted to be able to tell you that I passed my Series 65 exam on my first attempt earlier today. Although I am an experienced adviser my work has previously all been in the UK and servicing UK Expats so have had no previous experience in the US or its regulatory framework. My only resource was the Solomon Exam Prep module for Series 65. It had everything I needed including prompt (super quick) responses to queries from real people. Even on a Sunday which I find incredible. A big thank you to you and the whole staff; I have recommended you to a number of people and will continue to do so; worth every penny.

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Joseph Waitkevich, Coppertree LLC. Worcester, MA