Series 65: 1.4.3.5. Schedule 13D

Taken from our Series 65 Online Guide

1.4.3.5. Schedule 13D

Large changes in the underlying ownership of a company are considered very relevant information to most investors. Schedule 13D is filed with the SEC when any investor acquires more than 5% ownership in a publicly traded company. A 13D filing can signal a possible takeover.

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