Series 63: 5.7.4. Client Confidentiality

Taken from our Series 63 Online Guide

5.7.4. Client Confidentiality

Few things can damage relationships like money. It can change people’s motivations, undermine their trust, and call into question their intentions. That’s why many clients are more apt to talk about their love lives than their financial lives.

To help protect client confidentiality, the NASAA places a high value on inve

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Thanks. I passed the Series 63 with an 80 with less than a week's worth of your prep. Good stuff.

Dan C

The Series 63 course book was great- well-written and light-hearted enough to make the study material easy-reading. I studied for 10 days, took all your practice exams and passed with 87%. Couldn't really ask for anything more. Thank you to you and First Books – a great resource!

Matthew Bristow, Managing Director, ClearRidge Capital, Tulsa, Oklahoma

Solomon has been the gold standard for our team for studying and passing! The information was presented clearly and everyday language. I did take the series 6 twice, due to testing anxiety, but I passed the 6 with 73%. I took my 63 one month later, and passed with 82% !!

Ciarra DiPiazza, CB Financial Services, Tacoma, WA

I passed my S63 Sunday, March 15th!!

Walter Whitehead, Los Angeles, CA

Just passed the S63 exam on the second try. The only reason I failed the first time is that I didn't take enough timed practice exams. My advice is to take practice exams until you are blue in the face. I did that this time around and aced the exam. I've now passed both S7 (first try) and S63 with Solomon. Worth every penny.

D. G. Swanagain, New York Life, New York, NY

I took and passed my Series 63 this past weekend. I found the Solomon materials instrumental in getting to a pass on the first time. While the manual was good, what really assisted me were the practice exams that were nearly identical to what the actual test questions were. The materials were easy to use and comprehensive. A worthwhile investment.

Jeffrey Bartlett