Series 54: 3.2.5.11.2 Exemptions From Form G-37 Submission Requirement

3.2.5.11.2 Exemptions from Form G-37 Submission Requirement

A regulated entity is not required to submit a Form G-37 for a calendar quarter if both of the following are true:

• The regulated entity had no reportable contributions to municipal entity officials, payments to political parties or contributions to bond ballot campaigns for that calendar quarter.

• During that calendar quarter, the regulated entity, if a municipal advisor, did not engage in municipal advisory business with a municipal entity