Series 14: 7.3.5.2. Confidentiality Of Qualification Exams

Taken from our Series 14 Online Guide

7.3.5.2. Confidentiality of Qualification Exams

After taking a qualifying exam, individuals may not reveal or disclose any information (including questions and answers) from the exam to other individuals. In addition, individuals may not give or receive any assistance during the exam, and they must certify that no assistance was given or received during the exam.

Since you're reading about Series 14: 7.3.5.2. Confidentiality Of Qualification Exams, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 14
Please Enable Javascript
to view this content!