Series 14: 7.3.2.4. Other Representatives

Taken from our Series 14 Online Guide

7.3.2.4. Other Representatives

Investment Company and Variable Contracts Products Representative (SIE and Series 6)—allows the individual to sell investment company products, such as annuities, variable life insurance, and mutual funds.

DPP Representative (SIE and Series 22)—allows the individual to sell Direct Participation Program products.

Municipal Advisor Representative (Series 50)—allows the individual to provide advice about municipal financial products to, or on behalf of, municipal entities.

Municipal Securities Representative (SIE and Series 52)—allows the individual to sell municipal securities.

Securities Trader Representative (Series 57)—allows the individual to be an over-the-counter eq

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