4.1.3.5. Market Makers
Market makers are dealers that do not carry customer accounts but do engage in the following activities:
• Regularly publish competitive bid and offer quotations in a recognized inter-dealer quotation system
or
• Furnish competitive bid and offer quotations on request
and
• Are ready, willing, and able to effect transactions in reasonable quantities at quoted prices with other brokers or dealers
Market makers must carry at least $100,000 but will not be required t