Series 14: 1.5.5. The MSRB

Taken from our Series 14 Online Guide

1.5.5. The MSRB

The Municipal Securities Rulemaking Board (MSRB) was created by Congress in 1975 in response to concerns that existing regulators did not have the tools to protect investors in municipal securities, which are exempt from the Securities Act. Municipal securities are securities issued by a municipality, such as a city, stat

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 1.5.5. The MSRB, you might also be interested in:

Series 63 - Blanket Recommendations

Series 52 - 5.3.3. Bond Convexity

Series 7 - 7.1.4 Primary Goal of a DPP

Series 7 - 3.2.1.3. Limited-Tax General Obligation Bonds

Series 51 - New Issue Data Submissions (MSRB Rules G-34 and G-32)

Series 24 - Marginable Securities

Series 63 - Practical Application

Series 24 - Non-Allowable Assets

Series 3 - 5.3. Hedging with Spreads

Series 66 - Post-Registration Requirements

Series 82 - Exercise

Series 24 - Exemptions from the Registration Process

Series 24 - Retaliation Against Research Analysts Prohibited

Series 65 - 4.5.8 Private Placements: Regulation D

Series 3 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC

I passed the Series 65 with a 92% thanks to the Solomon practice exams. The questions on the practice exams were very similar to what I actually encountered on the actual exam, and the ability to take unlimited practice exams really built my knowledge and confidence. I highly recommend this product to anyone studying for the Series 65.

Neal Thompson, Denver, CO, Series 65

I actually initially failed the Series 52 and was left frustrated with the previous exam prep course that I previously took. I took a look at many of your testimonials and thought I would take a chance on Solomon. I was not disappointed. I passed the Series 52 on the second go, and the test was a breeze due to the preparation of your Series 52 exam prep. I couldn't be happier with Solomon. Onward and upward!

Akio Ohtake-Gordon, Piper Sandler & Co. Lakewood, CO.

The support behind Solomon Exam Prep is like no other. I lean heavily on a few people there and they always come through for me every time! Passed my 6 last Friday. Heading into my 63. I highly recommend Solomon Exam Prep!

Andee McNabb, Allstate, North Plains, OR