Series 51: Rule G-3—Qualification Rules For Associated Persons

Taken from our Series 51 Online Guide

Rule G-3—Qualification Rules for Associated Persons

This rule defines the categories of principal, Limited Principal, Sales Principal, Financial and Operations Principal, and representative. These personnel must pass their appropriate municipal securities qualification examinations to practice their trade. If they fail the examina

+ Read More

More Series 51 Info

What are people saying?

Create an Account

Since you're reading about Series 51: Rule G-3—Qualification Rules For Associated Persons, you might also be interested in:

Series 24 - 2.1.1.3. Non-Branch Locations

Series 66 - Mutual Fund Shares (A, B, and C shares)

Series 7 - 5.1.6 More Options Terminology

Series 65 - Trust Tax Rates

Series 14 - 7.3.3. State Registration

Series 63 - 4.1.1 Delivery of the Prospectus

Series 65 - 8.8.1 Definition of Investment Adviser Representative

Series 79 - 3.4.2.1. LIFO

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I am still so giddy that I passed my Series 7 on 1/31. I truly cannot believe it. I took the 7 three times in 2019 utilizing Kaplan study materials and didn't feel good going into the tests any of the times. So shockingly I failed all three times by a lot. My highest score was a 68%. I used Solomon for my 51 in September (passed on the first try) so I thought I could try it for my 7 even though it is the hardest securities test I have taken. I felt so good going into the testing center and I passed!!! I am so grateful to have found your materials. They have been incredibly helpful and I am able to understand all the material covered in the books. I still am in shock that I passed. Now off to the 24!

Briana Turner, Cambridge Investment Research. Virginia Beach, VA

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

Kelli Lanino, Raymond James Financial Riverhead, NY

I just passed the S51 with an 86%. I want to express my sincere thanks to Solomon. I love the way you structure your practice exams. I always enjoy receiving speedy responses from Ask the Professor, especially from Karen. Karen, thank you for all your help, you are the best!!!!!!!

Margaret Chen, PFS Investment, Duluth, GA

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

Solomon's materials were far superior to some of the competitors.

Michael