Series 52: Rule G-3—Qualification Rules For Associated Persons

Taken from our Series 52 Top Off Online Guide

Rule G-3—Qualification Rules for Associated Persons

This rule defines the categories of principal, Limited Principal, Sales Principal, Financial and Operations Principal, and representative. These personnel must pass their appropriate municipal securities qualification examinations to practice their trade. If they fail the examinations, they may retake them after 30 d

Since you're reading about Series 52: Rule G-3—Qualification Rules For Associated Persons, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 52
Please Enable Javascript
to view this content!