Series 52: Rule G-2—Municipal Broker-Dealers Must Meet MSRB Qualifications

Taken from our Series 52 Top Off Online Guide

Rule G-2—Municipal Broker-Dealers Must Meet MSRB Qualifications

No municipal securities broker-dealer may trade in or induce the trade of any municipal security unless that person and all associated persons of the broker-dealer are qualified in accordance with MSRB rules. Additionally, no municipal advisor shall engage in municipal advisory activities unless the advisor is similarly qualified.

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