Series 14: 9.1.2.3. Omitting Prospectus

Taken from our Series 14 Online Guide

9.1.2.3. Omitting Prospectus

An omitting prospectus allows investment companies to advertise any information “the substance of which” is included in the statutory prospectus. This means that an omitting prospectus may “omit” information from the statutory prospectus, but only if all of the information in the advertiseme

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