Series 26: Fidelity Bonds

Taken from our Series 26 Online Guide

Fidelity Bonds

A fidelity bond is a type of business insurance that protects the business from the dishonest acts of its employees. In other words, if a broker-dealer employee acts fraudulently and costs the firm several million dollars by doing so, a fidelity bond would cover those costs to protect the firm’s financial integrity. For the purpose of fidelity bonding rules, an employee is defined as anyone associated with th

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Fidelity Bonds, you might also be interested in:

Series 65 - 1.4.1.5.6. Profit Margins

Series 65 - 8.10.4 Agent Registration

Series 14 - 6.3.3. Issuer Buy Back Rules

Series 65 - 10.11.6 Online Access to a Client’s Account

Series 24 - 1.2. Requirements and Conditions of Individual Registration

Series 7 - 17.6.2 NMS Quotation Access and Disclosure: Regulation NMS

Series 14 - 5.2.4.4. Regulation of Political Contributions

Series 24 - Convertible Securities

Series 24 - Additional Notes About Markups

Series 51 - Chapter 5

Series 63 - Order Tickets and Trade Confirmations

Series 66 - Form 8-K

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC