Series 26: Joint Accounts

Taken from our Series 26 Online Guide

Joint Accounts

A joint account is an account in which more than one party has access and can make trades. Upon opening a joint account, both parties must sign a new account form, which also operates as a joint party agreement. The joint party agreement specifies the details and rules of the account. Important rules include:

All parties are allowed access to the account and may make trades in the account.

Securities sold from the account must be signed by all parties.

All checks must be made payable to all parties on the account.

Checks that will be deposited into the acco

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