Series 26: Tax Considerations

Taken from our Series 26 Online Guide

Tax Considerations

Retail communications and correspondence that refer to tax-free or tax-exempt income must indicate which income taxes apply unless income is free from all applicable taxes. Communications may not characterize income or investment returns as tax-free or exempt from income tax when tax liability is merely postponed or deferred, such as when taxes are payable upon redemption.

FINRA Rule 2210(d)(4)

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