Series 26: Definition Of Preceded By A Prospectus

Taken from our Series 26 Online Guide

Definition of Preceded by a Prospectus

The delivery of a prospectus to a broker or dealer as a result of a transaction may be satisfied if securities of the same class as the securities to be transacted are already trading on the secondary market and:

• the registratio

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Definition Of Preceded By A Prospectus, you might also be interested in:

Series 27 - Settlement and Cancellation

Series 52 - 8.3.3. Written Supervisory Procedures

Series 3 - 7.3.7. Prohibited Activities

Series 50 - CMO Structures

Series 51 - Discretionary Trading

Series 79 - Chapter 5 Practice Question Answers

Series 7 - 2.7.1.1. The Places Bonds Are Traded

Series 54 - Chapter Three Practice Question Answers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

I passed the Series 26 today with a score of 82%. Your exam simulator helped tremendously.

Ray Pecharich, Primerica, Sarasota, Florida

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

I am so glad I used the Solomon prep information for my series 26. The simulator is awesome and helped me the most in having success in passing exam. I strongly recommend the materials for anyone taking the 26. Thanks Rosie!

Dan Smoot