Series 26: Branch Office

Taken from our Series 26 Online Guide

Branch Office

A branch office is any location where any associated employees are in the business of soliciting or effecting (but not executing) the purchase or sale of any security. An office responsible for supervising the activities of employees at one or more non-branch locations of the member firm is also designated a branch office.

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Solomon Exam Prep Study Materials for the Series 26
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