Series 22: 5.1.3. Types Of Account Authorizations

Taken from our Series 22 Top-off Online Guide

 5.1.3.  Types of Account Authorizations

Trade authorization is the power that an account owner grants to some designated person to access her trading account. It may be granted to any trusted person, including a spouse, agent, or broker. Often used when a client does not know much about investing, trade authorization gives the agent power to buy and sell securities or make inquiries concerning the owner’

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