Series 22: 5.1.2.2 Customer Identification Verification

Taken from our Series 22 Top-off Online Guide

5.1.2.2 Customer Identification Verification

The USA PATRIOT Act requires broker-dealers to use the name, address, date of birth, and social security number or tax ID number on the new client form to independently verify the identity of the customer. The verification can be done with a current driver’s license, passport, or other government-issued identification (a Social Security card is not acceptable). The verification must b

Since you're reading about Series 22: 5.1.2.2 Customer Identification Verification, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 22
Please Enable Javascript
to view this content!